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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-13
  • CT RA
    APPROVED
    Since 2022-06-13

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Agawam, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Springfield MA 06/2012 04/2019
Northwestern Mutual Investment Services Llc West Springfield MA 10/2019 05/2020
Massmutual Springfield MA 06/2012 03/2019
Meritage Financial Strategies Glastonbury CT 04/2019 05/2019
Unemployed Florence MA 05/2019 09/2019
Unemployed Florence MA 05/2020 01/2021
Money Concepts Capital Corp Palm Beach Gardens FL 01/2021 03/2021
Mcgeoghan Wealth Management And Financial Planning Florence MA 04/2021 06/2022
Origin Financial San Francisco CA 10/2021 06/2022
Massmutual Springfield MA 06/2022 Present
Mml Investors Services, Llc Springfield MA 06/2022 Present
  • 06/2012 → 04/2019
    Springfield, MA
  • 10/2019 → 05/2020
    Northwestern Mutual Investment Services Llc
    West Springfield, MA
  • 06/2012 → 03/2019
    Massmutual
    Springfield, MA
  • 04/2019 → 05/2019
    Meritage Financial Strategies
    Glastonbury, CT
  • 05/2019 → 09/2019
    Unemployed
    Florence, MA
  • 05/2020 → 01/2021
    Unemployed
    Florence, MA
  • 01/2021 → 03/2021
    Palm Beach Gardens, FL
  • 04/2021 → 06/2022
    Mcgeoghan Wealth Management And Financial Planning
    Florence, MA
  • 10/2021 → 06/2022
    Origin Financial
    San Francisco, CA
  • 06/2022 → Present
    Massmutual
    Springfield, MA
  • 06/2022 → Present
    Springfield, MA
Previous Registrations
  • 2022-02-08 → 2022-06-01
    Sarasota, FL
    Florence, MA
  • 2021-05-14 → 2022-05-16
    Mcgeoghan Wealth Management And Financial Planning
    Florence, MA
  • 2021-02-02 → 2021-03-31
    Westfield, MA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Wethersfield, CT
Other Businesses

NAME: FedEx INV REL: N ADD: 350 Ruby Road, Willington, CT 06279 NATURE: FedEx is a package delivery corporation POSITION: Package Handler START DATE: 09/15/2025 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I load, and unload, packages from trucks at a FedEx distribution center

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-01-31
  • S63 Uniform Securities Agent State Law Examination
    2014-01-31
Designations
Other Names
  • Michael John Mcgeoghan
  • Michael Mcgeoghan

View on SEC IAPD

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