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Thomas Patrick Mills

Mills Financial Services LLC

Tehachapi, CA

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Current Employers
Mills Financial Services Llc

Tehachapi, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Tehachapi, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Tehachapi CA 05/2000 11/2017
Mills Financial Services Llc Tehachapi CA 12/2017 Present
Allstate Insurance Company Tehachapi CA 01/2018 12/2018
  • 05/2000 → 11/2017
    Waddell & Reed, Inc
    Tehachapi, CA
  • 12/2017 → Present
    Mills Financial Services Llc
    Tehachapi, CA
  • 01/2018 → 12/2018
    Allstate Insurance Company
    Tehachapi, CA
Previous Registrations
  • 2018-05-25 → 2020-12-31
    Mills Financial Services Llc
    Tehachapi, CA
  • 2000-09-28 → 2017-11-14
    Waddell & Reed
    Albuquerque, NM
    Albuquerque, NM
    Riverside, CA
    Tehachapi, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-08
  • S66 Uniform Combined State Law Examination
    2000-09-08
Other Names
  • Thomas Mills

View on SEC IAPD

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