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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-23 |
| PA | RA | APPROVED | 2022-09-20 |
Branch Locations
1250 Broadcasting Rd, Wyomissing, PA 19610 • United States
1 Meridian Blvd Ste 3B01 [Support Center], Wyomissing, PA 19610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Myerstown | PA | 11/2014 | 07/2021 |
| Raymond James Financial Services, Inc. | Lancaster | PA | 10/2021 | 08/2022 |
| Raymond James Financial Services Advisors, Inc. | Lancaster | PA | 10/2021 | 08/2022 |
| Fulton Bank | Lancaster | PA | 10/2021 | 08/2022 |
| Fulton Financial Services | Lancaster | PA | 10/2021 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Wyomissing | PA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-27 |
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