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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-19
  • NC RA
    APPROVED
    Since 2023-07-19

Branch Locations

1058 Albemarle Rd, Troy, NC 27371 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Raleigh NC 06/2011 12/2017
Wells Fargo Clearing Services, Llc Southern Pines NC 01/2018 Present
Wells Fargo Bank Na Southern Pines NC 01/2018 Present
Credit Union Investment Services Raleigh NC 07/2023 Present
Secu Life Insurance Company Raleigh NC 06/2023 Present
Secu Brokerage Services Raleigh NC 07/2023 Present
State Employees' Credit Union Troy NC 06/2023 Present
Members Trust Company Tampa FL 08/2025 Present
  • 06/2011 → 12/2017
    Fifth Third Bank
    Raleigh, NC
  • 01/2018 → Present
    Southern Pines, NC
  • 01/2018 → Present
    Wells Fargo Bank Na
    Southern Pines, NC
  • 07/2023 → Present
    Raleigh, NC
  • 06/2023 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 07/2023 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2023 → Present
    State Employees' Credit Union
    Troy, NC
  • 08/2025 → Present
    Members Trust Company
    Tampa, FL
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, VASS, NC, 100% OWNERSHIP, START DATE 12/1/2019, LESS THAN 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD, COLLECT RENTAL INCOME. RENTAL PROPERTY, INVT RELATED, VASS, NC, 100% OWNERSHIP, START DATE 3/1/2019, LESS THAN 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD, COLLECT RENT. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 7/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 07/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-04
S63 Uniform Securities Agent State Law Examination 2019-05-10
  • S65 Uniform Investment Adviser Law Examination
    2019-06-04
  • S63 Uniform Securities Agent State Law Examination
    2019-05-10
Other Names
  • Keith Arnold Bell
  • Keith Bell

View on SEC IAPD

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