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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-07-14
  • OH RA
    APPROVED
    Since 2023-07-14

Branch Locations

41 S Stanfield Rd Suite A, Troy, OH 45373 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Troy OH 10/2013 Present
Lisa Cano Insurance Agency Troy OH 11/2013 Present
State Farm Investment Management Corp Troy OH 07/2018 09/2019
State Farm Investment Management Corp Troy OH 07/2023 Present
Previous Registrations
Other Businesses

1) Lisa Cano's Insurance Agency; Insurance Agency; Investment-related; 41 S Stanfield Rd Ste A Troy, OH 45373-2371; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2013; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-01
  • S65 Uniform Investment Adviser Law Examination
    2023-07-01
Other Names
  • Lisa Marie Cano
  • Lisa Marie Cano-Mote

View on SEC IAPD

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