Matthew D Klein

Current Employers

Copley Financial Group, Inc.

5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-03

NY RA
APPROVED

Since 2021-04-03

Branch Locations

5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States

405 Rxr Plaza, Uniondale, NY 11554 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Copley Financial Group, Inc.	Uniondale	NY	12/2017	Present
Universal Consulting Group	Uniondale	NY	06/2017	Present
Hightechlending, Inc.	Irvine	CA	04/2015	03/2017
Heritage Tax And Insurance	San Diego	CA	12/2017	Present
Copley Alternative Investments Inc.	San Diego	CA	03/2026	Present

12/2017 → Present

Copley Financial Group, Inc.

Uniondale, NY
06/2017 → Present

Universal Consulting Group

Uniondale, NY
04/2015 → 03/2017

Hightechlending, Inc.

Irvine, CA
12/2017 → Present

Heritage Tax And Insurance

San Diego, CA
03/2026 → Present

Copley Alternative Investments Inc.

San Diego, CA

Other Businesses

1) UNIVERSAL CONSULTING GROUP; MARKETING LEAD GENERATIONS FOR MORTGAGES; CONSULTANT; START DATE 06/2017; APPROX 10 HRS/MONTH, 0 HRS DURING SECURITIES TRADING; CONSULTANT FOR WEBSITE LEAD GENERATION 2) HERITAGE TAX AND INSURANCE; INSURANCE AGENCY; INSURANCE AGENT; START DATE 12/2017; APPROX 30 HOURS PER MONTH; 30 HRS DURING TRADING HOURS; INSURANCE SERVICES AND SALES

View on SEC IAPD

Current Employers

Copley Financial Group, Inc.

Disclosures

Employment History

Other Businesses

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