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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-24 |
| PA | RA | APPROVED | 2017-11-29 |
Branch Locations
510 Walnut Street Suite 1630, Philadelphia, PA 19106 • United States
Lancaster, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | Philadelphia | PA | 01/2017 | 09/2017 |
| Securian Financial Services, Inc | Philadelphia | PA | 05/2012 | 09/2017 |
| North Star Resource Group | Philadelphia | PA | 05/2012 | 09/2017 |
| Cri Securities, Llc | Philadelphia | PA | 01/2017 | 09/2017 |
| Mml Investors Services, Llc | Philadelphia | PA | 10/2017 | Present |
| Massmutual Life Insurance Company | Philadelphia | PA | 10/2017 | Present |
(1) NAME: DAVID SOURBER INV REL: Y ADDR: 1423 WALNUT ST STE 607 PHILADELPHIA PA 19102 NATURE: INDIVIDUAL LIFE POSITION: AGENT START: 10/1/2017 NO HRS/MO: 30 NO HRS/MO DUR TRADING: 30. (2) NAME: DIVERGENT RACING LLC INV REL: N ADD: 100 STERLING PARKWAY, SUITE G17, MECHANICSBURG, PA 17050 NATURE: RACEHORSE OWNER POSITION: MEMBER/OWNER START DATE: 01/13/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PASSIVE OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-16 |
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