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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-05-04 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
4505 Saucon Creek Rd Ste 100, Center Valley, PA 18034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kemp Harvest Financial Group | Harleysville | PA | 10/2014 | 03/2019 |
| National Planning Corporation | Harleysville | PA | 10/2014 | 11/2017 |
| Lpl Financial Llc | Center Valley | PA | 11/2017 | Present |
| Private Advisor Group, Llc | Center Valley | PA | 01/2019 | Present |
1. 4/26/2019 - Capital Planning Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/07/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 2. 5/2/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Capital Planning Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Start Date: 01/07/2019 - 160 Hours Per Month/120 Hours During Securities Trading - I provide administrative services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 5/2/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 5/8/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/07/2019 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/8/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-12-04 |
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