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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-29 |
| FL | RA | APPROVED | 2019-10-09 |
Branch Locations
625 Beachland Blvd Suite 2, Vero Beach, FL 32963 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Vero Beach | FL | 06/2014 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2019 |
| Raymond James Financial Services, Inc. | Vero Beach | FL | 10/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Vero Beach | FL | 10/2019 | Present |
| Concurrent Advisors | Vero Beach | FL | 10/2019 | 12/2022 |
(1)Name of Business: John Jennings Address: 5095 Fairways Cir #211, Vero Beach, FL, 32967, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintaining rental property, collecting rent (2)Name of Business: THE JENNINGS GROUP LLC Address: 625 Beachland Blvd Ste 2, Vero Beach, FL, 32963, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/17/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OWNER (3)Name of Business: The Kanner Group, LLC Address: 625 Beachland Blvd Ste 2, Vero Beach, FL, 32963, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/04/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-15 |
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