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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-29
FL RA APPROVED 2019-10-09
  • TX RA
    APPROVED_RES
    Since 2020-07-29
  • FL RA
    APPROVED
    Since 2019-10-09

Branch Locations

625 Beachland Blvd Suite 2, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Vero Beach FL 06/2014 10/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2019
Raymond James Financial Services, Inc. Vero Beach FL 10/2019 Present
Raymond James Financial Services Advisors, Inc. Vero Beach FL 10/2019 Present
Concurrent Advisors Vero Beach FL 10/2019 12/2022
  • 06/2014 → 10/2019
    Vero Beach, FL
  • 01/2015 → 10/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2019 → Present
    Raymond James Financial Services, Inc.
    Vero Beach, FL
  • 10/2019 → Present
    Vero Beach, FL
  • 10/2019 → 12/2022
    Concurrent Advisors
    Vero Beach, FL
Previous Registrations
Other Businesses

(1)Name of Business: John Jennings Address: 5095 Fairways Cir #211, Vero Beach, FL, 32967, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintaining rental property, collecting rent (2)Name of Business: THE JENNINGS GROUP LLC Address: 625 Beachland Blvd Ste 2, Vero Beach, FL, 32963, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/17/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OWNER (3)Name of Business: The Kanner Group, LLC Address: 625 Beachland Blvd Ste 2, Vero Beach, FL, 32963, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/04/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-15
  • S66 Uniform Combined State Law Examination
    2014-08-15

View on SEC IAPD

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