Cory Joseph Rau

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 07/2018
  Raymond James Financial Services, Inc
  Fort Collins, CO
• 03/2014 → 07/2018
  Raymond James Financial Services Advisors Inc.
  Fort Collins, CO
• 06/2012 → 07/2018
  Chapel & Collins
  Fort Collins, CO
• 07/2018 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 01/2020 → 01/2021
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 12/2025 → Present
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO

Previous Registrations

• 2020-01-29 → 2021-02-01
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2014-03-11 → 2018-07-12
  Raymond James Financial Services Advisors, Inc
  Fort Collins, CO

Exams

• S66 Uniform Combined State Law Examination
  2014-02-24

Designations

• Certified Financial Planner