Norman James De Angelis

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 10/2016
  Ameriprise Financial Services, Inc
  Southbury, CT
• 07/2016 → 01/2019
  Mass Mutual Life Insurance Company
  Goshen, CT
• 11/2016 → 01/2019
  Mml Investors Services
  Goshen, CT
• 03/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-11-16 → 2019-02-13
  Mml Investors Services, Llc
  Goshen, CT
  Goshen, CT
  Hamden, CT
• 2007-10-10 → 2016-10-28
  Ameriprise Financial Services, Llc
  Southbury, CT
• 2004-08-05 → 2005-09-21
  Essex National Securities, Llc
  West Orange, NJ
• 2000-09-06 → 2002-05-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. AMERICA MODERN HOME INSURANCE, GOEHEN, CT, 01/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/MO-0/TRADING. 3. GUIDELIGHT FINANCIAL, 50 Washington St., 4th Floor, Norwalk CT 06854, United States, 03/18/2019, IAR, DBA Name, INV REL, 160HR/MO-120/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2000-07-27

Other Names

• Norman J Deangelis
• Norman James Deangelis