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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wappingers Central School District Wappingers Falls NY 09/1998 Present
Gwn Securities Inc Palm Beach Gardens FL 01/2015 Present
  • 09/1998 → Present
    Wappingers Central School District
    Wappingers Falls, NY
  • 01/2015 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2013-04-09 → 2015-01-07
    First Allied Advisory Services, Inc.
    Fishkill, NY
Other Businesses

WAPPINGERS CENTRAL SCHOOL DISTRICT - TEACHER - 35 HRS PER WEEK LIFE INSURANCE POSITION: A Life Insurance Salesman NATURE: To sell Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/07/2015 ADDRESS: 67 Seaman Road, Stormville NY 12582 DESCRIPTION: To sell Life Insurance TEACHING JOB AT THE WAPPINGERS CENTRAL SCHOOL DISTRICT POSITION: Teacher NATURE: Education - I'm a high school math teacher INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/1998 ADDRESS: 25 Corporate Park Drive, Hopewell Junction NY 12533, United States DESCRIPTION: I teach High School Math in the Wappingers Central School District. CGAA, Inc., Is Investment Related, DBA, Financial Professional, 01/16/2015,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
  • S66 Uniform Combined State Law Examination
    2013-03-29

View on SEC IAPD

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