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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-07-10
  • MN RA
    APPROVED
    Since 2019-07-10

Branch Locations

600 Highway 169 South, St. Louis Park, MN 55426 • United States

2225 Lexington Rd, Louisville, KY 40206 • United States

Affiance Financial Llc

600 Highway 169 South Suite 1750, St. Louis Park, MN 55426 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-03-04
  • MN RA
    APPROVED
    Since 2019-03-04

Branch Locations

600 Highway 169 South Suite 1750, St. Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affiance Financial St Louis Park MN 10/2017 Present
Cargill Inc Hopkins MN 08/2014 10/2017
Private Client Services St. Louis Park MN 02/2019 Present
Affiance Financial Llc St. Louis Park MN 02/2019 Present
  • 10/2017 → Present
    Affiance Financial
    St Louis Park, MN
  • 08/2014 → 10/2017
    Cargill Inc
    Hopkins, MN
  • 02/2019 → Present
    Private Client Services
    St. Louis Park, MN
  • 02/2019 → Present
    St. Louis Park, MN
Other Businesses

Affiance Financial, 600 Highway 160 S, Suite 1750, St Louis Park, MN 55426. Operations analyst at financial planning firm. 50 hrs/week, most during trading hrs. Wolfman Worldwide LLC. 600 Highway 169 S, Ste 1750, St Louis Park, MN 55426. Wolfman Worldwide LLC is the holding company for Mr. Halleron's membership interest in Affiance Financial, LLC. Direct Owner. 1 hr/mo; 0 during trading hrs. Achieving Cures Together. 1650 West End Blvd, Suite 100, St Louis Park, MN 55416. 501c3 non-profit to progress microbiome research and find cures for microbial diseases. Board member. 1 hrs/mo; 0 during trading hrs. Not investment related. Effective 01/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-17
  • S66 Uniform Combined State Law Examination
    2018-09-17

View on SEC IAPD

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