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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2019-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Vp Management Corp | Jamestown | ND | 05/2012 | 02/2019 |
| Erin Lamp Insurance Agency | Jamestown | ND | 01/2013 | 02/2019 |
| State Farm Investment Management Corp | Jamestown | ND | 01/2019 | 02/2019 |
| Two Rivers Activity Center | Jamestown | ND | 09/2017 | Present |
| Lpl Financial, Llc | Jamestown | ND | 02/2019 | Present |
| Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc) | Jamestown | NC | 02/2019 | Present |
1. 2/27/2019 - VALLEY WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 2/27/2019 - TWO RIVERS ACTIVITY CENTER - Not Investment Related - 1501 5th St NE, Jamestown, ND 58401 - FITNESS CENTER - Fitness Instructor - Started 09/2017 - 12 Hours Per Month. 3. 3/26/2019 - SBG Group INC., InSource Inc., Axford Sr. Marketing, Alpha Solutions Management., Keith Berg United Life Agency - Investment related - At reported business location(s) - Non-Variable Insurance - start date:03/25/2019 - 20 hrs/mo - 20 hrs during trading. 4. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/07/2019 - 20 Hours Per Month/20 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-21 |
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