Naveed Lalani

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → 03/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2017 → 03/2018
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2018 → 10/2018
  Invesco
  Atlanta, GA
• 10/2018 → 08/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2018 → 08/2020
  Cambridge Investment Research Inc.
  Fairfield, IA
• 08/2020 → Present
  Ubs
  Lawrenceville, GA

Previous Registrations

• 2018-10-29 → 2020-09-14
  Cambridge Investment Research Advisors, Inc.
  Norcross, GA
• 2018-04-04 → 2018-10-30
  Invesco Advisers, Inc.
  Atlanta, GA
• 2017-03-02 → 2018-03-26
  Cambridge Investment Research Advisors, Inc.
  Norcross, GA

Other Businesses

1) Name of the Business: Sentara./ Address: 1290 Bailing road, Lawrenceville, GA, United States, 30043./ Investment Related: No./ Nature: "Healthcare Designs, produces and analyzes customer operations data. Creates and maintains reports for business operations and special projects as it pertains to operational processes. Utilizes knowledge of numerous applications, databases, information systems, statistical tools and analytical principles to monitor and analyze information in support of the business. Assists in the implementation, maintenance and improvement of information systems. Related experience will be in one of the following areas, operations, IT, or reporting./ Role: "Designs, produces and analyzes customer operations data. Creates and maintains reports for business operations and special projects as it pertains to operational processes. Utilizes knowledge of numerous applications, databases, information systems, statistical tools and analytical principles to monitor and analyze information in support of the business. Assists in the implementation, maintenance and improvement of information systems Related experience will be in one of the following areas, operations, IT, or reporting". /Start Date: 5/8/2023./ Hours Devoted: No./ Time Required: N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-17
• S63 Uniform Securities Agent State Law Examination
  2012-07-11

Other Names

• Naveed Lalani
• Naveed Nasiruddin Lalani