Scott Eric Wubbena

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2008-05-30

CO RA
APPROVED

Since 2008-05-30

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	05/2000	Present
Tiaa	Denver	CO	05/2000	Present

05/2000 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
05/2000 → Present

Tiaa

Denver, CO

Other Businesses

SCOTT & ADAM WUBBENA POSITION: Beneficiary / 50% Part Owner NATURE: Farming I own 50% of the land and 25% of the passive income generated. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: Home Address, Highlands Ranch CO 80129, United States DESCRIPTION: Farmland Ownership

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-15
S63	Uniform Securities Agent State Law Examination	2000-08-25

S66 Uniform Combined State Law Examination

2006-06-15
S63 Uniform Securities Agent State Law Examination

2000-08-25

Other Names

Scott E Wubbena

View on SEC IAPD