Jack S Mullen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 06/2017
  Ubs Financial Services Inc.
  Chicago, IL
• 06/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2017 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2015-07-10 → 2017-06-23
  Ubs Financial Services Inc.
  Chicago, IL
• 2013-08-23 → 2015-07-31
  Morgan Stanley
  Chicago, IL

Other Businesses

I*115241For profit or not for profit: Non-Profit OrganizationName of outside business organization: The Clayco FoundationInvestment related: NAddress of business:, Chicago, Illinois 60601Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2016Number of hours devoted: 5 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The Clayco Foundation is a non profit designed to raise money for a team of doctors who are researching a cure for a disease called RVCL.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-22

Other Names

• Jack S Mullen
• Jack Mullen