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Nicholas Freeman Sheppard

LPl Financial LLC

Springfield, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-10-24
TX RA APPROVED 2025-10-24
  • MO RA
    APPROVED
    Since 2025-10-24
  • TX RA
    APPROVED
    Since 2025-10-24

Branch Locations

3820 S Weller Ste 106, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 04/2013 08/2023
Minnesota Life Insurance Company St Paul MN 04/2013 08/2023
Renaissance Financial Leawood KS 04/2013 10/2025
Cetera Wealth Services, Llc Springfield MO 08/2023 10/2025
Cetera Investment Advisers Llc Schaumburg IL 08/2023 10/2025
Lpl Financial Llc Springfield MO 10/2025 Present
  • 04/2013 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 04/2013 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 04/2013 → 10/2025
    Renaissance Financial
    Leawood, KS
  • 08/2023 → 10/2025
    Cetera Wealth Services, Llc
    Springfield, MO
  • 08/2023 → 10/2025
    Schaumburg, IL
  • 10/2025 → Present
    Springfield, MO
Previous Registrations
  • 2023-08-10 → 2025-10-29
    Springfield, MO
  • 2013-06-10 → 2023-08-10
    Securian Financial Services, Inc.
    Overland Park, KS
    St. Louis, MO
    Springfield, MO
    St. Paul, MN
Other Businesses

1. 09/2025 - Nexus Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment related - 20 Hrs/Mth - 05 Hrs During Trading - At Reported Business Location(s) - OBA start date: 11/03/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-24
  • S66 Uniform Combined State Law Examination
    2013-05-24
Other Names
  • Nicholas Freeman Sheppard
  • Nicholas Sheppard

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