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Westport, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-08 |
| NY | RA | APPROVED | 2026-01-08 |
Branch Locations
Westport, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 06/2015 | 10/2017 |
| The Herbst Group, Llc | Westport | CT | 12/2025 | Present |
| Amazon Web Services, Inc. | New York | NY | 10/2022 | Present |
| The Ccs Companies | Norwood | MA | 10/2017 | 02/2020 |
| Sisense | New York | NY | 02/2020 | 04/2021 |
| Ardoq | New York | NY | 04/2021 | 10/2022 |
1) Amazon Web Services, Inc.; Not investment-related; 237 Park Ave, , New York, NY. 10017; Cloud Platform; Senior Analytics Specialist; 10/17/2022; 160 hours per month; 130 during trading hours; selling cloud data and analytics services to enterprise customers 2) Licensed insurance agent; Not investment-related; 4 Melon Patch Lane, Westport, CT, 06880; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-29 |
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