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Current Employers
The Herbst Group, Llc

Westport, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-08
NY RA APPROVED 2026-01-08
  • CT RA
    APPROVED
    Since 2026-01-08
  • NY RA
    APPROVED
    Since 2026-01-08

Branch Locations

New York, NY • United States

Westport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 06/2015 10/2017
The Herbst Group, Llc Westport CT 12/2025 Present
Amazon Web Services, Inc. New York NY 10/2022 Present
The Ccs Companies Norwood MA 10/2017 02/2020
Sisense New York NY 02/2020 04/2021
Ardoq New York NY 04/2021 10/2022
  • 06/2015 → 10/2017
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 12/2025 → Present
    Westport, CT
  • 10/2022 → Present
    Amazon Web Services, Inc.
    New York, NY
  • 10/2017 → 02/2020
    The Ccs Companies
    Norwood, MA
  • 02/2020 → 04/2021
    Sisense
    New York, NY
  • 04/2021 → 10/2022
    Ardoq
    New York, NY
Other Businesses

1) Amazon Web Services, Inc.; Not investment-related; 237 Park Ave, , New York, NY. 10017; Cloud Platform; Senior Analytics Specialist; 10/17/2022; 160 hours per month; 130 during trading hours; selling cloud data and analytics services to enterprise customers 2) Licensed insurance agent; Not investment-related; 4 Melon Patch Lane, Westport, CT, 06880; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-17
S63 Uniform Securities Agent State Law Examination 2015-06-29
  • S65 Uniform Investment Adviser Law Examination
    2025-06-17
  • S63 Uniform Securities Agent State Law Examination
    2015-06-29

View on SEC IAPD

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