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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-09-03 |
| WY | RA | APPROVED | 2023-12-01 |
Branch Locations
125 Buckskin Ave Ste 200, Bismarck, ND 58503 • United States
Evanston, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Arlington | VA | 05/2012 | 11/2016 |
| Wells Fargo Bank Na | Arlington | VA | 12/2010 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Arlington | VA | 11/2016 | 03/2019 |
| Ameriprise Financial Services, Llc | Bismarck | ND | 02/2023 | Present |
| Unemployed | Evanston | WY | 03/2019 | 01/2023 |
Outside Employment; LFP Consulting, LLC; Support financial advisor; entity for payroll and benefits; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 06/21/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2012-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-11 |
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