Daniel L Wolff

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-10-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	05/2015	10/2018
Bank Of America, N.A.	Cincinnati	OH	08/2015	10/2018
Morgan Stanley	Columbus	OH	10/2018	09/2025
Capfinancial Partners, Llc. (Captrust)	Raleigh	NC	09/2025	Present

05/2015 → 10/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
08/2015 → 10/2018

Bank Of America, N.A.

Cincinnati, OH
10/2018 → 09/2025

Morgan Stanley

Columbus, OH
09/2025 → Present

Capfinancial Partners, Llc. (Captrust)

Raleigh, NC

2018-11-01 → 2025-09-26

Morgan Stanley

Columbus, OH
2015-11-06 → 2018-09-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-05