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Thomas E Whitlock

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD

Jacksonville, FL

Potomac, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-06-28
TX RA APPROVED_RES 2017-02-13
DC RA APPROVED 2016-03-28
MD RA APPROVED 2013-04-26
  • VA RA
    APPROVED
    Since 2019-06-28
  • TX RA
    APPROVED_RES
    Since 2017-02-13
  • DC RA
    APPROVED
    Since 2016-03-28
  • MD RA
    APPROVED
    Since 2013-04-26

Branch Locations

7501 Wisconsin Ave, Bethesda, MD 20814 • United States

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockville MD 04/2013 Present
Bank Of America, N.A. Rockville MD 04/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-31
  • S66 Uniform Combined State Law Examination
    2013-01-31
Other Names
  • Thomas Ellison Whitlock
  • Thomas Ellison Whitlock
  • Thomas E Whitlock
  • Thomas E Whitlock

View on SEC IAPD

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BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD
NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
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