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Alexandria Olivia Jones

Wells Fargo Clearing Services, LLC

Norfolk, VA

Yorktown, VA

CRD 6069010

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-08-09
  • VA RA
    APPROVED
    Since 2012-08-09

Branch Locations

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

101 Amory Ln, Yorktown, VA 23692 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hampton VA 05/2012 11/2016
Wells Fargo Bank Na Hampton VA 04/2009 Present
Wells Fargo Clearing Services, Llc Hampton VA 11/2016 Present
  • 05/2012 → 11/2016
    Wells Fargo Advisors Llc
    Hampton, VA
  • 04/2009 → Present
    Wells Fargo Bank Na
    Hampton, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Hampton, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-01
S63 Uniform Securities Agent State Law Examination 2012-07-11
  • S65 Uniform Investment Adviser Law Examination
    2012-08-01
  • S63 Uniform Securities Agent State Law Examination
    2012-07-11
Other Names
  • Alexandria Olivia Carter
  • Alexandria Jones

View on SEC IAPD

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HEINZ GARNER KOCH
JEFFREY SAMUEL MILLER
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Nearby Offices

COURAGE MILLER PARTNERS, LLC · NORFOLK, VA
BROWN ADVISORY · NORFOLK, VA
COURAGE KORVING MILLER PARTNERS, LLC · NORFOLK, VA

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