Joshua Kevin Gross

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 03/2017
  Locorr Distributors
  Excelsior, MN
• 03/2017 → 07/2017
  Craig Volk
  Minneapolis, MN
• 04/2017 → 07/2017
  Northwestern Mutual Investment Services Llc
  Minneapolis, MN
• 03/2015 → 03/2017
  Locorr Funds
  Excelsior, MN
• 05/2006 → 02/2017
  Chanticlear Pizza
  Maple Grove, MN
• 04/2017 → 07/2017
  Northwestern Mutual Wealth Mangement Company
  Milwaukee, WI
• 08/2017 → 06/2019
  Locorr Distributors Llc
  Excelsior, MN
• 06/2019 → 08/2024
  Thrivent Financial
  Appleton, WI
• 07/2019 → 08/2024
  Thrivent Investment Management Inc
  Minneapolis, MN
• 09/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-01-18 → 2024-09-03
  Thrivent Asset Management, Llc
  Minneapolis, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-03
• S63 Uniform Securities Agent State Law Examination
  2014-10-22

Other Names

• Joshua K Gross
• Joshua Kevin Gross
• Joshua K Gross