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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-09 |
| TX | RA | APPROVED | 2021-07-09 |
Branch Locations
100 Front Street Suite 600, West Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Conshohocken | PA | 02/2014 | 07/2021 |
| Morgan Stanley Smith Barney Llc | West Conshohocken | PA | 07/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2021 | Present |
*448346- Exit Planning Institute; Investment related No; Westlake, Ohio; Education; Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 05/2019; During business hours: 2; After business hours: 8; As president of EPI Philadelphia I manage the event planning efforts for our local chapter.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-17 |
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