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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-11-14
  • IN RA
    APPROVED
    Since 2019-11-14

Branch Locations

1250 Main Street Suite 104, Ferdinand, IN 47532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Indianapolis IN 05/2012 11/2018
Royal Alliance Associates, Inc. Ferdinand IN 11/2018 Present
  • 05/2012 → 11/2018
    Jhfn Sii
    Indianapolis, IN
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Ferdinand, IN
Other Businesses

1) FERDINAND HEIMATFEST, INC. POSITION: Co-Chair NATURE: 501(c)(3) Charitable Organization - Festival Planning Committee INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2016 ADDRESS: P.O. Box 133, Ferdinand IN 47532, U.S. DESCRIPTION: Help plan a festival used to raise money that is donated to our town's endowment fund. 2) DUBOIS COUNTY COMMUNITY FOUNDATION - INVESTMENT ADVISORY COMMITTEE POSITION: Voluneer NATURE: It is a 501(c)(3) not-for-profit community foundation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 601 McCrillus St., Jasper IN 47546, U.S. DESCRIPTION: It is a not-for-profit community foundation and a volunteer postilion with them. Once a quarter for 1 hour we hear the investment company that invests the assets give an update. Our only job is to make sure they are staying within their set parameters for how the money is to be invested. 3) FORESIGHT FINANCIAL MANAGEMENT POSITION: I conduct investment and insurance business under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2012 ADDRESS: 1250 Main Street, Ste 104, Ferdinand IN 47532, United States DESCRIPTION: Sales/Marketing of securities and insurance products 4) FORESIGHT FINANCIAL MANAGEMENT POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2012 ADDRESS: 1250 Main Street, Ste 104, Ferdinand IN 47532, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 5) DUBOIS COUNTY COMMUNITY FOUNDATION BOARD OF DIRECTORS POSITION: Board of Directors Member NATURE: Not-For-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 600 Mccrillus St, Jasper IN 47546, United States DESCRIPTION: Ensure the Mission and Vison of the Dubois County Community Foundation are being met.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-25
S63 Uniform Securities Agent State Law Examination 2012-07-06
  • S65 Uniform Investment Adviser Law Examination
    2019-10-25
  • S63 Uniform Securities Agent State Law Examination
    2012-07-06
Other Names
  • Evan Daunhauer

View on SEC IAPD

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