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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-02-22 |
| TX | RA | APPROVED | 2022-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Oklahoma City | OK | 05/2012 | 11/2018 |
| John Hancock Financial Network Oklahoma City Niemann | Oklahoma City | OK | 03/2012 | Present |
| Royal Alliance Associates, Inc. | Vici | OK | 11/2018 | 08/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2022 | Present |
1) EMPLOYEE BENEFITS, 105 E BROADWAY, STE A, VICI, OK, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,OWNER/EMPLOYEE 07/03/19, NIR, 16/MO- 16/TRADING. 2) CASTOR FINANCIAL SERVICES, 105 E BROADWAY, VICI, OK,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/24/12, INV REL, 120/MO- 120/TRADING 3) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-06 |
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