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Matthew Philip Unger

LPl Financial LLC

Long Neck, DE

Chester, MD

Salisbury, MD

Salisbury, MD

Easton, MD

Salisbury, MD

Salisbury, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-06-09
MD RA APPROVED 2021-06-09
TX RA APPROVED_RES 2021-06-09
  • DE RA
    APPROVED
    Since 2021-06-09
  • MD RA
    APPROVED
    Since 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2021-06-09

Branch Locations

31860 Long Neck Road, Long Neck, DE 19966 • United States

60 Kent Town Market, Chester, MD 21619 • United States

222 Phillip Morris Dr., Salisbury, MD 21804 • United States

823 South Salisbury Boulevard, Salisbury, MD 21801 • United States

223 Glebe Rd., Easton, MD 21601 • United States

155 East Carroll St., Salisbury, MD 21801 • United States

Salisbury, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Seaford DE 07/2014 06/2021
Lpl Financial Llc Salisbury MD 06/2021 Present
  • 07/2014 → 06/2021
    M&T Securities
    Seaford, DE
  • 06/2021 → Present
    Lpl Financial Llc
    Salisbury, MD
Previous Registrations
  • 2014-12-09 → 2021-06-10
    M&T Securities, Inc.
    Wilmington, DE
    Seaford, DE
    Georgetown, DE
    Milford, DE
    Seaford, DE
    Milford, DE
    Milsboro, DE
    Wilkes-Barre, PA
    Wilmington, DE
    Buffalo, NY
    Cambridge, MD
    Denton, MD
    Easton, MD
    Chester, MD
    Salisbury, MD
    Wilkes-Barre, PA
    Wilmington, DE
    Salisbury, MD
    Berlin, MD
    Salisbury, MD
    Snow Hill, MD
    Baltimore, MD
Other Businesses

1. 04/28/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-09
S63 Uniform Securities Agent State Law Examination 2012-07-11
  • S65 Uniform Investment Adviser Law Examination
    2014-12-09
  • S63 Uniform Securities Agent State Law Examination
    2012-07-11

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
GREENWICH FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MAI CAPITAL ADVISOR
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
BDFS CAPITAL LLC
BRYN MAWR TRUST ADVISORS, LLC

Other Investors

Justin E Weible
Christopher Perrin
BRUCE WILLIAM KRAMER
CHARLES IRWIN HALL
JOSEPH DAVID SCHROEN
Regina Esposito Chavez
ANDREW RAY SAMMONS
CHRISTOPHER CHARLES THEIS

Other Offices

J.P. MORGAN SECURITIES LLC · Millsboro, DE
GREENWICH FINANCIAL ADVISORS, LLC · MILLSBORO, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Millsboro, DE
MAI CAPITAL ADVISOR · REHOBOTH BEACH, DE
CETERA INVESTMENT ADVISERS LLC · MILLSBORO, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Millsboro, DE
BDFS CAPITAL LLC · REHOBOTH BEACH, DE
BRYN MAWR TRUST ADVISORS, LLC · Rehoboth Beach, DE

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