Joseph Peter Falchetta

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 06/2020
  Axa Advisors Llc
  New York, NY
• 06/2020 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2012-08-02 → 2020-06-24
  Equitable Advisors, Llc
  Warrington, PA
  Bala Cynwyd, PA
  Bala Cynwyd, PA

Other Businesses

1. Member and Part-Owner, True North Financial Planning, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 06/12/20; 15% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'True North Financial Planning'; As of 01/15/20; 5% time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-01

Designations

• Certified Financial Planner