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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-27
  • TX RA
    APPROVED
    Since 2022-06-27

Branch Locations

6909 Rowlett Rd Ste 103, Rowlett, TX 75089 • United States

6537 Horizon Rd Ste A, Rockwall, TX 75032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Rowlett TX 06/2014 Present
Christian Serrano Insurance Agency Rowlett TX 06/2014 Present
State Farm Vp Management Corp Rockwall TX 01/2020 Present
Christian Serrano Insurance Agency Rockwall TX 01/2020 Present
State Farm Investment Management Corp Rockwall TX 06/2022 Present
State Farm Investment Management Corp Rowlett TX 06/2022 Present
  • 06/2014 → Present
    State Farm Vp Management Corp
    Rowlett, TX
  • 06/2014 → Present
    Christian Serrano Insurance Agency
    Rowlett, TX
  • 01/2020 → Present
    State Farm Vp Management Corp
    Rockwall, TX
  • 01/2020 → Present
    Christian Serrano Insurance Agency
    Rockwall, TX
  • 06/2022 → Present
    Rockwall, TX
  • 06/2022 → Present
    Rowlett, TX
Other Businesses

1) Christian Serrano's Insurance Agency; Insurance Agency; Investment-related; 6909 Rowlett Rd Ste 103 Rowlett, TX 75089-1680; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2014; 80; 80; Service customers and supervise employees 2) Team Rating Pro LLC; Non-Investment; 2055 N Munson Rd Royse City, TX 75189; Other; Owner; President; 04/01/2026; 8; 4; Software Company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-04
S63 Uniform Securities Agent State Law Examination 2012-09-21
  • S65 Uniform Investment Adviser Law Examination
    2022-06-04
  • S63 Uniform Securities Agent State Law Examination
    2012-09-21

View on SEC IAPD

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