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Andrew H Falla

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-22
  • TX RA
    APPROVED
    Since 2017-06-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Redondo Beach CA 04/2015 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redondo Beach CA 04/2015 05/2017
Charles Schwab & Co., Inc. Westlake TX 06/2017 Present
Charles Schwab Bank, Ssb Westlake TX 06/2017 Present
Previous Registrations
  • 2015-04-14 → 2017-05-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Redondo Beach, CA
    Fullerton, CA
    Redondo Beach, CA
    Redondo Beach, CA
    Fort Worth, TX
    New York, NY
    Torrance, CA
    Redondo Beach, CA
  • 2012-10-18 → 2015-04-23
    Waddell & Reed
    Memphis, TN
    Salem, OR
    Seal Beach, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-17
  • S66 Uniform Combined State Law Examination
    2012-10-17
Designations
Other Names
  • Andrew Heston Falla

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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