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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-29 |
Branch Locations
104 Whitsett Street, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Greenville | SC | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| The Ibex Group | Greenville | SC | 02/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:ELAINE HALL- NOTARY PUBLIC; No; 104 WHITESETT ST; GREENVILLE; SC; 29601; NOTARY PUBLIC; NOTARY; 12/18/2017; 1; 0; NOTARIZE DOCUMENTS-IN ACCORDANCE WITH THEIR OWN STATE'S RULES REGARDING NOTARY PUBLICS-SC; 2. NAME OF ENTITY:METCALF & ASSOCIATES; Yes; 104 WHITESETT ST; GREENVILLE; SC; 29601; FINANCIAL SERVICES/DBA; OFFICE MANAGER; 1/1/2017; 160; 160; OFFICE MANAGER ADMINISTRATIVE DUTIES; 3. NAME OF OTHER BUSINESS: POTTERS CLAY FELLOWSHIP FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 142 GRACE DR, EASLEY, SC 29640; NATURE OF BUSINESS: CHURCH; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DISCUSS CHURCH BUDGET; 4. NAME OF OTHER BUSINESS: THE IBEX GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: KEEPING TABS BOOKKEEPING LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOOKKEEPING ; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING AND QUICKBOOKS DATA ENTRY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-28 |
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