Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
AZ RA APPROVED 2026-02-10
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • AZ RA
    APPROVED
    Since 2026-02-10

Branch Locations

Phoenix, AZ • United States

7025 N Scottsdale Rd, Ste 115, Scottsdale, AZ 85253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2014 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2016 03/2019
Bank Of America, N.A. Chandler AZ 09/2016 03/2019
Axa Advisors, Llc New York NY 03/2019 04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2020 04/2021
Bank Of America, N.A. Chandler AZ 05/2020 04/2021
Rocket Mortgage Phoenix AZ 04/2021 06/2022
J.P. Morgan Securities, Llc Tempe AZ 06/2022 02/2026
Jpmorgan Chase Bank, N.A. Tempe AZ 06/2022 02/2026
Cetera Advisors Llc St. Cloud MN 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
Wilde Wealth Scottsdale AZ 02/2026 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: WILDE WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-08
  • S66 Uniform Combined State Law Examination
    2014-09-08
Other Names
  • Shawn Ian Perona

View on SEC IAPD

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor