Brooke Dunlap Bontz

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 07/2020
  Waddell & Reed, Inc
  Fort Collins, CO
• 09/2012 → 07/2020
  Various Insurance Carriers For W&R Insurance Agencies
  Fort Collins, CO
• 01/2015 → 07/2020
  Phillip Loring
  Fort Collins, CO
• 04/2020 → 07/2020
  Anthony Cisneros
  Fort Collins, CO
• 05/2019 → 11/2019
  Infinite Monkey Theorem
  Fort Collins, CO
• 08/2020 → Present
  Ubs Financial Services Inc.
  Fort Collins, CO

Previous Registrations

• 2012-08-17 → 2020-07-30
  Waddell & Reed
  Ft. Collins, CO
  Las Vegas, NV
  Fort Collins, CO

Exams

• S66 Uniform Combined State Law Examination
  2012-08-16