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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-20
PA RA APPROVED 2012-08-20
  • TX RA
    APPROVED_RES
    Since 2018-11-20
  • PA RA
    APPROVED
    Since 2012-08-20

Branch Locations

212 Locust Street Locust Court Building, 6Th Fl, Harrisburg, PA 17101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Camp Hill PA 08/2012 Present
Raymond James Financial Services Advisors Inc. Camp Hill PA 08/2012 Present
Professional Portfolio Management Camp Hill PA 05/2012 10/2019
Aps Wealth Management Camp Hill PA 05/2012 10/2019
Fulton Bank Harrisburg PA 10/2019 Present
Fulton Bank Harrisburg PA 10/2019 Present
  • 08/2012 → Present
    Raymond James Financial Services, Inc.
    Camp Hill, PA
  • 08/2012 → Present
    Camp Hill, PA
  • 05/2012 → 10/2019
    Professional Portfolio Management
    Camp Hill, PA
  • 05/2012 → 10/2019
    Aps Wealth Management
    Camp Hill, PA
  • 10/2019 → Present
    Fulton Bank
    Harrisburg, PA
  • 10/2019 → Present
    Fulton Bank
    Harrisburg, PA
Other Businesses

(1)Name of Business: Fulton Bank Address: Locust Court 212 Locust St Fl 6, Harrisburg, PA, 17101, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor (2)Name of Business: Fulton Financial Advisors Address: Locust Court 212 Locust St Fl 6, Harrisburg, PA, 17101, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-15
  • S66 Uniform Combined State Law Examination
    2012-08-15
Designations

View on SEC IAPD

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