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One American Lane, Greenwich, CT 06831-9998 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbs Securities Inc | Stamford | CT | 07/2013 | 10/2021 |
| Junova Capital | Dallas | TX | 10/2021 | 01/2022 |
| Unemployed | Dallas | TX | 01/2022 | 04/2022 |
| Verition Fund Management | Dallas | TX | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-06 |
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