Nathaniel Reed Coats

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-09-27 → 2015-10-22
  Edward Jones
  Durham, NC
  Morrisville, NC

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: 2000 CENTRE GREEN WAY STE 150 CARY, NC 27513 NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2015 APX NUMBER OF HOURS PER WEEK: 40 HRS APX NUMBER OF HOURS DURING TRADING HOURS: 40 HRS POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS-LIFE, ANNUITIES 2. NAME OF OTHER BUSINESS: ADAMS FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR / CLIENT SERVICE SPECIALIST; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2012-08-24