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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| CA | RA | APPROVED | 2024-03-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | San Jose | CA | 06/2016 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 06/2016 | 04/2017 |
| Fidelity Brokerage Services Llc | Sunnyvale | CA | 05/2017 | 11/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 11/2019 |
| Citigroup | Fremont | CA | 12/2019 | 06/2023 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 06/2023 | 03/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 03/2024 | Present |
| Bank Of America, N.A. | Palo Alto | CA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-03 |
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