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5950 Berkshire Lane Suite 1420, Dallas, TX 75225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-02 |
Branch Locations
5950 Berkshire Lane Suite 1420, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Capital Management Fund Advisors, Lp | Dallas | TX | 02/2007 | Present |
| Highland Capital Funds Distributor, Inc. | Dallas | TX | 12/2013 | Present |
| Impact Shares | Dallas | TX | 02/2015 | Present |
| Brookmont Capital Management | Dallas | TX | 12/2019 | Present |
Highland Capital Management: Nature of the Business - Highland is an investment manager primarily managing CLOs, closed end private/retail funds focused on senior debt and REITS. Approximate hours worked month - 8 Monthly Hours devoted during trading hours - 0 Duties - Ethan sits as an independent board member on Highland's retail fund series trust. Impact Shares Nature of the Business - Impact Shares is a nonprofit RIA that works with leading social and environmental advocacy organizations to structure investment products that are aligned with their per spective on ESG. Approximate hours worked month - 64 Monthly Hours devoted during trading hours - 32.5 Duties - Ethan is the founder and services as the board chair.
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