Brandon Ross Feldman

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2015-12-04
TX	RA	APPROVED	2015-12-04
VA	RA	APPROVED	2015-12-04

DC RA
APPROVED

Since 2015-12-04
TX RA
APPROVED

Since 2015-12-04
VA RA
APPROVED

Since 2015-12-04

Branch Locations

Alexandria, VA • United States

1776 I Street, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Washington	DC	12/2015	Present

12/2015 → Present

Stifel, Nicolaus & Company, Incorporated

Washington, DC

Previous Registrations

2013-02-15 → 2015-12-04

Barclays Capital Inc.

Washington, DC

New York, NY
2012-10-04 → 2013-03-01

Morgan Stanley

Washington, DC

Other Businesses

1. American Heart Association - PULSE Committee; 7272 Greenville Ave, Dallas, TX 75231; Young professionals volunteer committee of the AHA; Co-President; Help lead the group of volunteers in their fundraising efforts; 01/01/2021; 3 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Rental Property; 1701 16th St NW, Apt 822,Washington, DC 20009; Owner/Landlord; 08/01/2023; 2 Hours per Year; Not During Securities Trading Hours; Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-03

S66 Uniform Combined State Law Examination

2012-08-03

View on SEC IAPD