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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westlake | OH | 05/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Dublin | OH | 03/2020 | 12/2025 |
| Lpl Financial Llc | Dublin | OH | 12/2025 | Present |
1. 11/2025 - Nathan Daugherty - Notary - Investment Related - 1 Hrs/Mth - 1 Hrs During Trading - Dublin, OH 43017 - OBA Start Date: 01/01/2013 2. 11/2025 - NDF Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 140 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-21 |
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