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Dennis M Brawley

Boldin Advisors

Johnstown, PA

Mill Valley, CA

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Current Employers
Boldin Advisors

1 Belvedere Place Suite 200, Mill Valley, CA 94941 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-24
TX RA APPROVED 2025-10-24
  • PA RA
    APPROVED
    Since 2025-10-24
  • TX RA
    APPROVED
    Since 2025-10-24

Branch Locations

Johnstown, PA • United States

1 Belvedere Place Suite 200, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Johnstown PA 12/2014 05/2024
Unemployed Johnstown PA 06/2024 09/2025
Newretirement Advisors Llc Dba Boldin Advisors Johnstown PA 10/2025 Present
  • 12/2014 → 05/2024
    Wells Fargo Advisors
    Johnstown, PA
  • 06/2024 → 09/2025
    Unemployed
    Johnstown, PA
  • 10/2025 → Present
    Newretirement Advisors Llc Dba Boldin Advisors
    Johnstown, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-20
S63 Uniform Securities Agent State Law Examination 2012-09-12
  • S66 Uniform Combined State Law Examination
    2015-02-20
  • S63 Uniform Securities Agent State Law Examination
    2012-09-12
Designations
Other Names
  • Dennis M Brawley
  • Dennis M. Brawley

View on SEC IAPD

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