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Elizabeth P Cothren

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-31
TX RA APPROVED 2022-05-31
  • NC RA
    APPROVED
    Since 2022-05-31
  • TX RA
    APPROVED
    Since 2022-05-31

Branch Locations

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 09/2018 05/2021
Privia Health Arlington VA 05/2015 08/2018
Truist Investment Services, Inc. Charlotte NC 05/2021 05/2022
Wells Fargo Clearing Services, Llc Charlotte NC 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-11
  • S66 Uniform Combined State Law Examination
    2019-01-11
Designations
Other Names
  • Elizabeth Marie Perry
  • Elizabeth Perry
  • Elizabeth Perry Cothren

View on SEC IAPD

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