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Samir Harish Patel

Wells Fargo Clearing Services, LLC

Milwaukee, WI

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-06-13
IL RA APPROVED 2025-04-08
TX RA APPROVED 2025-04-08
  • WI RA
    APPROVED
    Since 2025-06-13
  • IL RA
    APPROVED
    Since 2025-04-08
  • TX RA
    APPROVED
    Since 2025-04-08

Branch Locations

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Addison TX 10/2013 08/2017
Usaa Financial Planning Services Addison TX 10/2013 08/2017
Lpl Financial Llc Houston TX 09/2017 02/2019
Charles Schwab & Co., Inc. San Francisco CA 07/2019 07/2022
Charles Schwab Bank San Francisco CA 07/2019 05/2022
Jpmorgan Chase Bank, N.A. Chicago IL 06/2022 04/2025
J.P. Morgan Securities Llc Chicago IL 06/2022 04/2025
Texas Dow Employees Credit Union Houston TX 08/2017 01/2019
Usaa Addison TX 09/2013 08/2017
Unemployed Houston TX 03/2019 06/2019
Wells Fargo Clearing Services, Llc Chicago IL 04/2025 Present
  • 10/2013 → 08/2017
    Usaa Financial Advisors, Inc.
    Addison, TX
  • 10/2013 → 08/2017
    Usaa Financial Planning Services
    Addison, TX
  • 09/2017 → 02/2019
    Lpl Financial Llc
    Houston, TX
  • 07/2019 → 07/2022
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 07/2019 → 05/2022
    Charles Schwab Bank
    San Francisco, CA
  • 06/2022 → 04/2025
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2022 → 04/2025
    J.P. Morgan Securities Llc
    Chicago, IL
  • 08/2017 → 01/2019
    Texas Dow Employees Credit Union
    Houston, TX
  • 09/2013 → 08/2017
    Usaa
    Addison, TX
  • 03/2019 → 06/2019
    Unemployed
    Houston, TX
  • 04/2025 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
Previous Registrations
  • 2022-07-27 → 2025-04-04
    J.P. Morgan Securities Llc
    Mount Prospect, IL
    Wheeling, IL
    Arlington Heights, IL
    Arlington Hts, IL
    Des Plaines, IL
    Arlington Heights, IL
    Long Grove, IL
    Elk Grove Village, IL
    Elk Grove Village, IL
    Mt. Prospect, IL
    Palatine, IL
    Palatine, IL
    Buffalo Grove, IL
    Prospect Heights, IL
    Arlington Heights, IL
    Buffalo Grove, IL
    Chicago, IL
    Chicago, IL
    Arlington Hts, IL
    Mt Prospect, IL
    Arlington Heights, IL
    Mount Prospect, IL
    Arlington Heights, IL
    Palatine, IL
    Arlington Heights, IL
    Arlington Heights, IL
    Palatine, IL
  • 2019-08-02 → 2022-07-01
    Charles Schwab & Co., Inc.
    San Francisco, CA
    San Francisco, CA
    San Mateo, CA
    San Francisco, CA
  • 2017-09-06 → 2019-02-27
    Lpl Financial Llc
    Houston, TX
  • 2013-10-25 → 2017-08-10
    Usaa Financial Planning Services
    Addison, TX
  • 2013-05-24 → 2013-10-15
    Morgan Stanley
    Plano, TX
    Champaign, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-23
S63 Uniform Securities Agent State Law Examination 2012-07-23
  • S66 Uniform Combined State Law Examination
    2013-05-23
  • S63 Uniform Securities Agent State Law Examination
    2012-07-23
Designations
Other Names
  • Samir Harish Patel
  • Samir Patel

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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