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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-12-07 |
| TX | RA | APPROVED | 2022-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Woodbury | MN | 08/2008 | 12/2022 |
| Lpl Financial Llc | Thompsons Station | TN | 12/2022 | Present |
1) 11/11/2022 - Sebastian Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 11/11/2022 - Non-Variable Insurance - Selling Life and fixed annuities - 5103 Clear Haven Drive - Investment related - 10 Hours per month - Start date: 02/15/1996.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-30 |
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