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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
MI RA APPROVED 2016-11-17
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • MI RA
    APPROVED
    Since 2016-11-17

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Traverse City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Saginaw, Mi 48604 MI 11/2014 11/2016
Ubs Financial Services Birmingham MI 11/2016 Present
  • 11/2014 → 11/2016
    Saginaw, Mi 48604, MI
  • 11/2016 → Present
    Ubs Financial Services
    Birmingham, MI
Previous Registrations
Other Businesses

1. Frankenmuth School District- Education- coach- 56 hours after business - effective date 09/2016 2. Impact 100 Traverse City, Traverse City MIUnited States-49684, Charity, Recruits members and fundraising, hosts events, reviews grants from local non-profits, distributes funds to approved non-profits, Member of Board of directors, Grant requests are submitted from local non-profits to Impact 100. Each year we are able to award several $100,000 grants based on fundraising and membership. Each grant goes through a review process to make sure they qualifty for our standards. After, the grants that made the initial review go to the Financial Review team. I will be leading the Financial Review team, organizing the group of women who volunteer and instructing them on how to review the Financial statements provided by each board member to consider them as finalist. In addition, I would attend monthly board meetings to discuss the activities, planning, and membership engagement, start date-1/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-18
  • S66 Uniform Combined State Law Examination
    2014-02-18
Other Names
  • Rebecca Stearns
  • Rebecca Ann Stearns
  • Rebecca Miller

View on SEC IAPD

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