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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-19 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1800 W Loop S Suite 1900, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard K Thurman | Houston | TX | 08/2013 | 01/2020 |
| Robert C Smith | Houston | TX | 08/2013 | 01/2020 |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 11/2014 | 01/2020 |
| Lpl Financial, Llc | Houston | TX | 01/2020 | 06/2025 |
| Wealth Enhancement Brokerage Services | Houston | TX | 05/2020 | Present |
| Wealth Enhancement Group | Houston | TX | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-19 |
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