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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-10-31
  • NC RA
    APPROVED
    Since 2012-10-31

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 10/2011 Present
Tiaa Charlotte NC 10/2011 Present
Other Businesses

(1) RENTAL PROPERTIES POSITION: Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: Home Address, Charlotte NC 28210, United States DESCRIPTION: General management (2) ANNE HEINIG MEMORIAL PARK FOUNDATION POSITION: Member of the board NATURE: Local private park INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2023 ADDRESS: 3719 School House Lane, Charlotte NC 28210, United States DESCRIPTION: Board member of a local private park, participate in activities/decisions to improve and maintain the park.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-30
  • S66 Uniform Combined State Law Examination
    2012-10-30

View on SEC IAPD

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