Joseph William Papandrea

Ubs Financial Services Inc.

CRD 6066318

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-07-31
TX	RA	APPROVED_RES	2023-01-09
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2015-10-29

PA RA
APPROVED

Since 2024-07-31
TX RA
APPROVED_RES

Since 2023-01-09
NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2015-10-29

Branch Locations

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Fs	Weehawken	NJ	08/2015	02/2019
Ubs Financial Services Inc.	New York	NY	03/2019	Present

08/2015 → 02/2019

Ubs Fs

Weehawken, NJ
03/2019 → Present

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-26

S66 Uniform Combined State Law Examination

2015-10-26

View on SEC IAPD

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