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Kevin J Lewis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Phoenix, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-06-14
  • CA RA
    APPROVED
    Since 2013-06-14

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 07/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-13
S63 Uniform Securities Agent State Law Examination 2000-12-27
  • S66 Uniform Combined State Law Examination
    2013-06-13
  • S63 Uniform Securities Agent State Law Examination
    2000-12-27

View on SEC IAPD

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